We’ll Do The Heavy Lifting For You
Rock Paraplanning & Compliance Services
Our services include:
- Suitability Report writing
- Technical Support
- Fund and product research
- Cashflow analysis
- Liaison with your Business Monitoring / Compliance teams
- Compliance Support, including file reviews
We are an outsourced paraplanning company, established in 2018, and based in Stockport, Cheshire.
We pride ourselves on providing a reliable and bespoke service to financial advisers, whether you are directly authorised, or as part of a network.
Flexibility to adapt to your requirements is key to us and we work with you to fully understand the needs of your business. We are happy to assist in all advice areas, including pensions, investments, mortgages, and protection.
As part of our service we subscribe to industry-recognised report writing and research tools.
Central to our process is the security of your client’s data. We ensure all data is shared and held in a secure manner that complies fully with GDPR.
Our Paraplanners have a minimum of 20 years of experience in financial services, hold relevant qualifications, and have previously worked in compliance monitoring for large networks.
Contact Details
Please feel free to get in touch using the contact details below.
We offer a no-obligation informal chat about how we may be able to help and can follow this up with all the information you need.
© 2020 Rock Paraplanning & Compliance Services Ltd | Registered In England and Wales No. 10507410 | All Rights Reserved | 1 Rushton Drive | Romiley | Stockport | Cheshire | SK6 4PW